Owner Standard & Poor's Financial Services LLC

Convention US, 6 Dec 2011

Service Corrs Chambers Westgarth GPO Box 9925 SYDNEY NSW 2001 AUSTRALIA

Various Provisions of paragraph 44(3)(b) and/or Reg 4.15A(3)(b) applied.*

Class 9 Computer software for accessing and manipulating data in a financial database, creating customized financial models, charts, analyses and reports based on a financial database; computer software that performs risk portfolio analytics; computer software that performs quantitative risk analysis

Class 35 Providing on-line retail store services featuring software applications in the field of financial-related data and company data over a global computer network; business consulting in the nature of providing merger and acquisition support services in the field of business; acquisition and merger consultation

Class 36 Financial services provided over a global computer network, namely, commercial and investment banking; private equity and venture capital funding; investment services, namely financial investment and investment consultation in the fields of funds, mutual Funds, real estate, commodity, capital, securities, bonds, annuities; and private equity and venture capital financing, strategy, and management; financial consulting in the nature of providing merger and acquisition support services in the field of finance; providing an on-line electronic database over a global network in the field of financial information; securities valuation services; providing real-time financial market data; commodities and data pricing

Class 41 Providing on-line financial books, magazines, and newsletters

Class 42 Providing temporary use of online non-downloadable software for providing access to streaming quotes, news, charts and market views for use by the financial industry