Owner Nikko Asset Management Co., Ltd.

Convention JP, 7 Jun 2011

Service Refer to WIPO Address for Correspondence

Class 36 Securities consultancy services under investment advisory agreements; investments under discretionary investment contracts; issuance, subscription and sales of beneficiary certificate of securities investment trusts; payment of earnings, redemption money or cancellation money of assets with regard to securities investment trusts; investment instructions of investment trust assets in the field of securities investment trusts; consultancy services relating to investment decision based on values of securities and analysis of values of securities; buying and selling of securities; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies or brokerages for trading of securities, securities index futures, securities options, and overseas market securities futures; agencies or brokerages for entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies or brokerages for entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; agencies and brokerages for forward agreement of securities, for forward agreement of securities index futures, for forward agreement of securities options, spot and forward transaction of securities index futures; brokerage for securities liquidation; securities underwriting; securities offering; transaction of securities subscription or offering; providing stock market information; acceptance of deposits (including substitute bond issuance) and acceptance of fixed interval installment deposits; loans and discount of bills; domestic exchange settlement; liability guarantee and acceptance of bills; securities lending; acquisition and transfer of monetary claims; safekeeping of valuables including securities and precious metals (safe deposit services); money exchange; trusteeship of financial futures contracts; trusteeship of money, securities, monetary claims, personal property, land, rights on land fixtures, surface rights or lease on land; agencies for bond subscriptions; foreign exchange transactions; letter-of-credit related services; brokerage for hire-purchase; issue of tokens of value; agencies for commodity futures trading; company credit investigation; financial consultancy; financial information; financial management; life insurance brokerage; life insurance underwriting; agencies for non-life insurance; claim adjustment for non-life insurance; non-life insurance underwriting; insurance premium rate computing; insurance information; insurance consultancy