Owner BROWN BROTHERS HARRIMAN & CO.

Convention US 2 October 2008 77584243

Various Convention priority claimed: 2 October 2008, United States of America, No. 77584243 in respect of BANKING AND INVESTMENT SERVICES; NAMELY, INVESTMENT MANAGEMENT, INVESTMENT ADVICE, FUNDS INVESTMENT, INVESTMENT BROKERAGE, INVESTMENT CONSULTATION AND INVEST

Filing Date 19 February 2009

Class 9 Software for banking, trust and investment management, namely, software for asset data management and reporting, foreign exchange services, funds investment and management, investment fund transfers and brokerage services

Class 36 Banking and investment services, namely, investment management, investment advice, funds investment, investment brokerage, investment consultation and investment of funds for others; financial analysis and investment advisory services, namely, management and brokerage in the fields of stocks, bonds, options, futures and other securities, and the investment of funds of others; financial research services; investment consultation, funds investment, and investment management; financial exchange services, namely, providing financial information in the nature of rates of exchange; financial information processing; financial information provided by electronic means; financial portfolio management; financial risk management; financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; providing information in the fields of foreign currency, commodities, financial derivatives, interest rate products, and equities via the internet and intranet systems; investment fund transfer and transaction services; providing on-line stored value accounts in an electronic environment; investment fund transfer and transaction services; providing for the exchange of foreign currency, commodities, financial derivatives, interest rate products, and equities via the internet and intranet systems; trust and estate administration services, namely, investment management, custody of assets, selection of brokers, collection and valuation of assets, bill paying, review and analysis of will and trust documents; trust company services, namely, institutional trust services, charitable foundation services, client tax services, escrow arrangements, estate planning, financial planning, individual retirement planning, philanthropic planning, retirement trusts, trust and estate administration, donor-advised fund program, wealth management services, namely, alternative investments, asset allocation, risk management for concentrated positions; developing and managing a family of alternative investment funds, investment management services to institutional clients, investment advisory and portfolio management services; banking and advisory services, namely, term loans and revolving lines of credit, acquisition finance, subordinated debt financing, trade letters of credit, standby letters of credit, corporate cash management services, foreign exchange, mergers and acquisitions, advisory, retirement account and defined benefit plans, investment management; custody services; equity execution services; equity strategy research services; equity trading services, namely, global custody, administration, transfer agency, securities lending, performance reporting, financial reporting, compliance, brokerage; portfolio valuation reporting services; financial comprehensive service suite services, financial reporting, expense analysis and payment, assistant treasurer's support, performance measurement, compliance, tax support and regulatory and corporate secretarial assistance, namely, board reporting, regulatory filings and consulting services; consulting and advisory services for both qualified and non qualified retirement plans; serving as a connectivity point between financial service companies and their external service providers and internal system; providing a hosted communications platform for financial services; institutional fund services, namely, serving as product manager for third party investment funds; serving as a financial advisor to middle market businesses across a broad range of industries with a focus on healthcare services, medical technology, telecommunications and media, and outsourced business services; advisory services to private and closely-held public companies; managing a series of private equity funds; securities lending services, namely, custodial and third-party lending, auctions, borrower exclusives, and traditional agency lending; financial services, namely, financial investment and transaction initiation, trade settlement reporting and trade status tracking via electronic delivery systems; providing an online payment and order authorization system; providing an Internet reporting system for the transmission of financial securities information to others; managing mutual funds for others, namely, a mutual fund asset allocation program

Class 42 Providing temporary use of non-downloadable financial service software for use in analyzing financial data and generating financial reports